Firearms
Updated:  3/4/05 
    I corrected the section on rifle bullet wounding/tumbling.

This is the section of the site where I collect information about one of my many free time interests: guns.  I am primarily interested in firearms from an engineering standpoint, even though it is indeed a recreation.  Further, there is a great deal of information available on the subject on the web, but much if not most of this is disputable or suspect.  Often opinion is too mixed with data from web sources, and there is little distinction made between the too.  Therefore, not only will I endeavor to include as little "opinion" or "bias" in this page, if either is necessary I will clearly identify it as such.

I am by background a mechanical engineer, with MS and BS degrees in that field.  I am currently working on my PhD in mechanics of materials (also ME).  You may find a certain proclivity toward materials and failure (damage) in the content.  These are my main interests; firearms are simply a platform.  However, I am no expert, so don't sue me based on anything contained or claimed on this page.

Much of the cartridge information is inspired by www.chuckhawks.com, and while I have made significant improvements and done my own research, there is a resemblance.  Therefore, make no copies of this data while I work to substantially improve and make unique this page.

Finally, this page is always under construction as I ferret out more data and do original calculations myself.  I will leave notes to myself in italics for this purpose.  If you have any questions or content you'd like me to add, just email me.


Firearm Materials

Carbon Steel: AISI 4140
The material used for most barrels is AISI 4140 Cr-Mo steel.  This is one of the most excellent steels produced for engineering applications.  This alloy steel contains by wt. %:  C 0.4, Mn 1.0, Cr 1.0, and a number of other elements in lesser amounts.  This steel, and its popular cousin 4340, are very popular because they have excellent properties and they are very hardenable.  Hardenability is a measure of the depth of material that can be hardened during a quenching operation.  High hardenability means more uniform strength and possibly faster throughput.  This steel can be made fantastically strong (UTS 200 Ksi) and hard (Rockwell C 57).  This material is used to make bearing balls, and if you think about it a barrel is basically a bearing, so this makes sense.  This steel is easily machined, welded, otherwise handled. 

One thing it also does well is oxidize.  Carbon steel barrels must be protected from oxidation, since iron oxide (rust) does not form a stable protection layer on the surface like chromium.  Typically barrels are "blued", which is the designation for any of the various mixtures of chemicals used to change the color of the steel to a dark blue/grey color.  The blue color is actually oxidized iron, but it is Fe3O4, which is a stable layer much like the one that forms on chromium or nickel.  Bluing is also done on drill bits, and that is a very high wear application. Blue, or multicolored sheen, can be seen on many heat treated parts such as hacksaw blades.  This grows on the surface during heat treating.  The color is dependent on the thickness, like a soap film.   Bluing is not perfect, and standard Fe2O3 rust can also form on a blued firearm.  Parkerizing is a phosphating process very similar to bluing.  This finish is matte (black usually) and more durable than bluing, and is preferred by the military for these reasons.  Also, since it does not leave a polished appearance, the parts can be beadblasted or sandblasted in preparation, increasing throughput.  Incidentally, both of these processes can be done by a hobbiest with a large stainless tub full of boiling water and some chemicals which are easily purchased online.

Stainless Steel: AISI 416
Stainless steels have come a long way in this century, and 416 stainless is one of the best available.  It can be heat treated to be very strong (200 ksi) and hard (>50 Rc).  It is magnetic (some stainless materials are not, that is all beginning with a 3xx) and easily machined due to a high sulfur content.  416 SS contains (other than iron):  <0.15% C, 12.0-14.0% Cr, <1.25% Mn, <1.0% Si, <0.06% P, >0.15% S.  It is the high Cr content which makes it rust resistant, because the chromium forms a hard stable oxide which protects the metal.  This layer is only a few molecules thick, so it is hardly detectable.  The high machinability comes at a slight cost of oxidation resistance.  The sulphur also prevents galling and binding which makes this material a good candidate for bearings. 

Martensitic (400 series) SS has a marked ductile/brittle transition at cold temperatures.  Actually, the jump in properties is right near room temperature, or below depending on what annealed/tempered state it is in.  When the material is brittle, it is still strong, it is just more sensitive to cracking and fracture.  This is most likely a problem for high impact applications rather than high strength applications.  Wear is a complicated combination of strength and hardness considerations, and considering the high speed and shock of the load due to a bullet, firing a stainless rifle in the cold could potentially be a problem.  Low temperature wear of 400 series SS is undoubtedly a topic of research currently, and I will look into it and update this section.

400 series SS is not very weldable, and does not behave particularly well after heat treatment.  Its toughness and resistance to oxidation make it a good candidate for firearms applications, notwithstanding a dramatic change in impact/wear properties in cold ambient temperatures. 

Natural Wood (walnut)
Wood makes a good engineering material, but is widely maligned as being either insufficient or old fashioned.  In firearms it is used because it is both sufficient and old fashioned, and very attractive.  Walnut has a nice closed grain which makes it less likely to absorb moisture, and also makes it tough.  It is strong (7 ksi) and durable.  A popular problem that is perceived with wooden stocks on firearms is that they can warp as they take on or lose moisture from the environment.  This is mitigated by sealing the wood with laquer and the like, but it cannot be totally avoided.  As the wood deforms, it is thought that this can distort the barrel and reduce the rifle's accuracy.  Wood also has a brittle/ductile transition temperature below freezing.  Try splitting wood in the summer vs. winter.  The gummy material in wood becomes brittle like glass below freezing and the wood can be split with a wedge very easily.  Rifle stocks will therefore split in the winter much more easily than in the summer (due to impact or crack initiation at a surface).  I am looking into just how much this warping can affect accuracy from an engineering perspective.

Laminated Wood
This material is very similar to plywood, except the orientation of the plys is somewhat different.  By filling the wood grain internally with glue, the tendency for the wood to take on moisture is nullified.  Further, this improves the mechanical properties of the wood somewhat.  The laminated (stacked) structure of the wood is sometimes used to create a layered topographical look to the stock which is unique to the material.  Laminated wood is also laquered, although mostly for appearance.  This material is thought to be more dimensionally stable than natural wood, since it is both impervious to water and the pores of the wood are filled with glue.  This material is less susceptable to brittle failure than its natural counterpart.

Glass Reinforced Plastic
This is the "synthetic" material used in modern plastic rifle and pistol frames.  It can be injection molded and machined very cheaply and accurately.  The glass is added to give the polymer added strength just from the mixture, but also impact toughness due to some micro-scale strengthening mechanisms.  Glass is also more dense than plastics, and the resulting material is therefore more dense.  This material, unlike wood, is entirely homogeneous (above the size scale of the glass) and therefore less susceptable to cracking along grain directions.  It does not change properties near room temperature (this can be engineered somewhat) and can take a number of surface finishes. 



Firearms Design and Operation

Basics

Bolt Action

Gas Operated Repeating

Recoil Operated Repeating

Other (of less interest to me)


Firearms Manufacturing

Barrels



Bullet Dynamics and Design

Spin Stabilization

Ballistics

Expansion

Materials and Design


Firearm Recoil

   
All information in this table can be found by a combination of using Hornady's (and other ammunition/bullet manufacturers' websites) toget bullet and MV information, and this is fed into a ballistics calculator.  One such calculator can be found at http://www.biggameinfo.com.
    
Recoil is found using a formula found in reloaders handbooks, which requires the input of the weight of the bullet, the powder charge, the rifle, and there are some conversion factors thrown in since English units make no sense. (7000 grains to the pound (mass), 32.2 pounds (mass) in one pound (force), when in gravity (32 ft/s^2)).  Here is the equation: 

Vr=(Wb*MV+Wp*4000)/(32.2*7000)*(32.2/Wr) =
(Wb*MV+Wp*4700)/(7000 Wr)

Er = 1/2 (Wr /32.2)  (Vr)^2=1/2(Wr/32) * [(Wb*MV + Wp*4700)/(7000 Wr)]^2

These can be derived by equating the momentum of the fired shot, with the propelled mass and velocity balancing the recoil momentum.  In an explosion, or a collision, you cannot assume conservation of energy of only these products because so much energy goes into heating the system and producing noise. Note also how the light bullet, compared to the heavy rifle, moves so much more quickly than the rifle.  Since energy is related to the square of velocity, the bullet gets much more of the available propellant energy than the rifle. 

In trying to follow the derivation of this equation, it seems that the "velocity" of the propellant charge is assumed to be 4000 ft/s on average.  This is fairly complicated since expanding gas is slowing down, not all of its energy is given up before the bullet leaves the barrel, and other factors which lead to the assumption of 4000 ft/s instead of something related more directly to the muzzle velocity, or the actual expansion speed of the powder.  In any case, this is an approximation
.
 
According to experts, 20 ft*lbs is about the limit for what people will shoot well enough to bother.  15 ft*lbf is a better threshold for fun shooting.  20 ft*lbf is about what is experienced when shooting an M1 Garand.  For reference, here are some approximate free recoil figures for a number of common rifles and loads.

Rifle Cartridge
Free Recoil (ft*lbf)
.223
3
.243
8
6.5x55
11
.308
18
.30-06
21
.300 Win Mag
25
.338 Lapua Mag
37

Some shooters seem to have no problem shooting above 20 ft*lbf for long sessions, while others cannot.  I, for one, do not prefer to shoot high recoil firearms because I am somewhat bony and high recoil rifles actually can percuss a nerve in my chest.  Proper holding of the rifle can mitigate some of this: if the rifle is held snugly it will not have room to accelerate and then strike you like a hammer.  There is a limit to ways to accomodate high recoil though, and one should examine exactly what they are getting in performance for the increased recoil cost.  This leads to the age old argument about what cartridge is best, and I will revisit this in the lethality section.

As for pistol recoil, the same equations are presented for use to determine free recoil energy and velocity, but the fudge factor used to compute the contribution of the powder is almost certainly wrong for these cartridges.  Here are some representative values.

Pistol Cartridge
Free Recoil (ft*lbf)
25 ACP
1
.380 ACP
2.5
9mm Luger
5
.357 Mag
9
.40 S&W
10

The effect of free recoil energy on pistol shooting is less straightforward than in rifle shooting since the gun is free to move after the shot.  The increase in free recoil from 5 ft*lbf for 9mm to 10 ft*lbf for 40 S&W probably does not accurately convey the qualitative difference between the feel of shooting the two.  Nonetheless, the numbers stand as shown.  


note: lbf is "pounds-force" and lbm is "pounds mass".  One pound of mass on Earth produces one pound of force.  The true English unit of mass is the Slug, which is not a pound-mass.  Anyway, get used to arcane measures in shooting sports.  Someday I will get my hands on some SI data from Europe.

Extensive recoil data is presented in the data tables below. 

Firearm Wounding and Lethality

The lethality of rifle and pistol bullets are both quantitatively and qualitatively different.  This is a highly controversial subject, but is nevertheless a vital one if firearms are to be used properly as tools.  The discussion on this subject is based in large part on the publication www.firearmstactical.com .  This site is maintained by the "Firearms Tactical Institute", which seems nebulously connected to the FBI.  In any case the contributors are for the most part either combat trauma surgeons or forensics experts that do work for the FBI, and much if not most of the information has been published in peer-reviewed scientific journals.  FTI is mostly interested in understanding pistol bullet would dynamics, as their purpose is to aid law enforcement agencies choose adequate firearms for their duties.  I am certainly no expert in this field, but I will attempt to paint a complete picture of what I have found on the subject here so that others can check my conclusions.  FTI information is the work of the government, and therefore is not subject to copyright in the US.

The idea behind bullet wounding and tissue damage involves several modes of damage which occur at the same time.  First, the bullet pierces tissue and destroys the tissue which is crushed by its passing.  This is not dissimilar to a deep laceration, which affects only the immediate area, and then bleeds profusely.  Besides a long hole behind the bullet, there is a permanent cavity which is an expansion of the bullet trail as the result of the high stresses around the bullet.  This is typically only a couple times the size of the  bullet.  There is also a temporary cavity, which exists only for a couple of milliseconds after the bullet passes, and occurs because animal tissue is very elastic, more than many rubbers!  The tissue recoils from the shockwave of the passing bullet, and then crashes back together.  Other materials, like jugs of water or phonebooks, do not exhibit a temporary cavity because they are not so rubbery.  It is the temporary cavity which is the cause of much of the controversy over bullet wounding. 

Rifle vs. Pistol
There is a magical velocity watershed which is considered to separate bullet wounding from rifle wounding; bullets below 1800 fps are pistol bullets, above are rifle bullets.  A quick flip through a military emergency medicine manual will give plenty of evidence of the difference between a rifle wound and a pistol wound.  There is extensive remote damage around the bullet track of a rifle bullet, commonly assumed to be caused by a "shockwave", since rifle bullets are supersonic.  First, rifle bullets travel faster than the speed of sound (of air, c=1100 fps) (and so do most pistol bullets), but the speed of sound in a solid or liquid (water, c=4900 fps) is much higher than the speed of a bullet.  Thus, it is a misconception to imagine the damage due the the same process by which jets make a "sonic boom". 

Why then does a rifle bullet cause so much damage?  After a search through the literature, I have uncovered the answer.  Bullets mainly only cause damage to the tissue which they impact.  This is largely due to the fact that bullets are made to be aerodynamic, and therefore are so streamlined as to pass through the body easily as well.  Expanding bullets become less hydrodynamic, but also stop quickly, and may fragment and lost too much momentum to penetrate.  Rifle bullets tend to be long and narrow, like an arrow, and in this way are very aerodynamic for the mass of the projectile.  However, when they are passing through tissue, any very small deflection puts a pressure force on one side of the bullet, which tends to further deflect it.  When a bullet turns sideways inside the body like this, it is called "tumbling".  This is the source of massive damage in rifle wounds.  As a bullet tumbles, the non-aerodynamic disturbance greatly increases the size of permanent and temporary cavities, not to mention the actual penetration cross-section.  Handgun bullets are short and fat, and if they tumbled they would not really be any different in cross-section during the passage. 

As an example, consider the feared 7.62x39 (AK47) bullet.  This bullet travels at "rifle" speed, but in ballistic tests (and in surgical observations) is shown to not begin tumbling after contact with a soft medium in less than a foot.  Therefore, the bullet passes through the body quickly and cleanly, without causing much of a mess.  Bullets such as the 7.62 NATO do indeed tumble inside the body, but the initiation of tumbling is dependent on the manufacture.  US made bullets tend not to tumble, compared to other NATO made bullets.  Hollow point or soft point bullets cause massively more damage, both through tumbling, enlarging, and fragmenting. 

As a final note, competition grade bullets are now made with "Boat tail hollow point" designations, supposedly making them more accurate.  There is something to this.  The hollow point moves the center of mass to the rear of the bullet, making it more able to resist the yaw causing pressures which cause tumbling in the body, and inaccuracy in flight.  This is also why competition bullets are explicitly not for hunting use, as they are designed not to tumble and generally pass right through a target.

Penetration
Therefore, while rifle bullets can have devastating effects due to the huge region of damage caused, pistol bullets only really damage what they touch.  Ignoring the marginal effect of fractions of an inch in wound diameter, the only important factor in pistol wounding potential is how far the bullet travels in the body.  If it passes all the way through, then it will have pierced everything in its path, and this is the maximum amount of damage possible.  Several shots may be necessary to pierce a vital site and cause enough trauma to force physiological incapacitation.  There has been a second school of bullet wounding which calls for a rapidly expanding bullet, or even better a pre-fragmented bullet, with the idea that the bullet will get much larger and disrupt more tissue by an increased effective diameter.  At the extreme is the Glaser, which is essentially epoxied shot shaped into a bullet and partially jacketed.  These expand and explode, causing a nasty mess.  However, they only penetrate a couple of inches, and are unlikely to make it into a vital organ.  If the intention is to let some poor mammal die slowly due to infection, this is the way to do it.  It does cause a lot of damage, but superficially, and not in a way which is particularly useful. 

Pistol rounds are generally classified according to how many inches a particular bullet will penetrate into a person, and 12" is a good depth.  One way this is done is using a powerful charge, and then designing the bullet to expand and slow down at a rate which causes it to stop about 12-16" into a target.  Not all tissue resists penetration the same, and it has been shown that the rear layer of skin on a person is ballistically equivalent to about 4" of muscle, due to it being so elastic and tough.  Therefore, if a bullet can penetrate 16" of tissue, and it has traveled 13" when it gets to the rear layer of skin, it won't exit but instead will come to rest just under the skin.  Many bullets are found lodged just under the far hide of an animal, and this is the reason why.  The first layer of skin can't stretch and slow down the bullet because it is stretched over the body; it is instead crushed.  A simple experiment with a plastic wrapped pound of ground burger shows this phenomenon well, just pierce all the way through it with a finger and see how easy the front and hard the back is to penetrate. 

One example of how penetration and collatoral damage is important comes from the design of the .223 Remington bullet.  Military bullets must have a full metal jacket, which means that they are essentially armored and will not expand inside a body in order to cause increased damage due to expansion or fragmentation.  If these bullets are very sharp, they can pass through the body without leaving much of a damage wake.  The .223 Remington was designed to get around this problem.  When entering the body the light, long, high velocity bullet immediately begins to tumble and break apart.  This causes a damage zone similar to a pre-fragmented bullet.  This does not make it more lethal necessarily, but it does get more tissue damage done compared to a light bullet which stays together. (.223 wounds show up as long bright debris tracks on x-rays)  Keeping in mind that this is a military cartridge, this highly desireable because now the enemy has an inconvenient and messy casualty to deal with.  The main competitor to this round, the 7.62x39 (AK-47 round) causes relatively little secondary damage and exits the body cleanly and almost undeformed.  This was used in an infamous school shooting in California, and the facts of the damage of the 7.62x39 were totally blown out of proportion.  Bullet deformation does determine to a great extent whether it leaves the body and what it is capable of while it is in motion.  This can result in counterintuitive outcomes, like the lame little .223 being quite effective exactly because it explodes and makes a mess.  An excellent discussion of this by Col. Martin Fackler, MD can be found here 
(as a crude copy, I'm collecting some papers on the subject).  On this subject, there have been designed some experimental bullets which do not have nice convex tips, but in fact have concave sides designed to direct impinging tissue off to the side like a snow plow.  These can be optimized to cause remote damage without relying on any kind of expansion.  These may not have as much of an effect in pistols as in rifles.  Given the dominance of cavitation in the total wounding potential of a bullet, bullets designed to cause more cavitation are an obvious and overdue development. 

Shotgun pellets will slow down in the body very fast due to their high surface area and low mass.  Therefore these don't penetrate targets enough to be guaranteed to cause critical damage.  The huge amount of damage and trauma done is not to be put down though. 

Psychological Factors
According to Firearms Tactical physicians, the greatest factor contributing to "stopping power" is the psychological impact on the target when they are hit.  Most people quit fighting as soon as they are shot, and not because they have been rendered physically incapacitated.  Without trying to cite too many examples, there are some extreme cases which can clarify this.  Soldiers on the battlefield can routinely operate with whole limbs blown off or several bullet wounds to the chest, and policemen in a firefight have been put down by a single shot from a 22LR pistol to the upper arm.  While the psychological factors governing what one does after getting shot are not fully understood, one hypothesis goes that people give up or fall down because they are somehow conditioned to believe that is what they should do.  When someone is sufficiently motivated to keep fighting they can ignore all such impulses and continue to act after being shot many times.  It is these people that police must be prepared to face, and it is this scenario for which their firearms are optimized.  The only way to guarantee that a motivated attacker will stop is to either destroy the nerve center (head/spine shot), or to cause enough critical damage that they bleed enough to pass out.  It is this scenario that totally fails pre-fragmented ammunition. 

Stopping Power
A great deal is made over the concept of "stopping power", particularly in pistols.  The idea is manifold, but there are several main thrusts which can be addressed separately.  First, there is the idea that more energy imparted to the bullet necessarily means that it will be more effective at killing a target on impact.  A corrolary to this says that if a bullet exits the body, it wastes some of this precious energy.  This argument completely ignores the idea of effective damage, and assumes that a target is a homogeneous sausage full of vitals which simply need to be disrupted by damaging energy.  Obviously this is not so, especially with pistols.  More energy might seem also to be able to knock down a target.  Given that momentum is conserved in a gunshot, the amount of recoil felt by a shooter is exactly the momentum felt by the shot.  If a target got knocked over, so would the shooter.

The second, and more widely adhered to, concept of stopping power comes from the work of Marshall and Sanow on what is commonly called "One-Shot-Stop"ing power.  This is what the guys at the FBI rail against so much, and I'll try to present the problems with the idea here (leaving out such issues as conflict of interest and ethical complications in the work).  Basically, the idea is that while lab technicans and ballistics experts might be able to measure certain quantities and make predictions as to the effectiveness of a cartridge or bullet, that real statistics on lethality resulting from real shootings is the only real laboratory for judging life-or-death effectiveness.  This is not a bad premise, at least from the standpoint that all data is useful to an investigator.  The idea progresses from there not to a measure of overall effectiveness in a fight, but particularly how likely one shot of a cartridge is to render a target incapacitated or dead immediately.  This too seems like a reasonable metric for effectiveness, on the surface.  The investigators claim to have interviewed hundreds of policemen involved in shootings and visited morgues to look at damage from firefights, and present a complete (and continually updating) catalogue of the one-shot effectiveness of every round.  This has been widely disseminated and touted for years.

There are two main problems with this research though.  Similarly to the energy argument, there is no mention of where each subject was shot, and we are left to wonder if a shot in the shoulder with a .357 magnum has a 90% chance of incapacitation.  What about the leg?  This is not semantic.  We are not told how this statistic was reached.  If two bullets have struck a target in non-lethal areas, a third in the chest will have a dramatically different effect than if it were the first.  Also, what were the circumstances of the shooting?  Was the subject fleeing?  Were they on drugs?  There is no relative basis for just what this number means.  The psychological part of being shot is such a large influence that it is hard to believe that a mechanical statistic of this nature has any real applicability.  The second problem has to do with statistics, and I alluded to it just a minute ago.  In order to get a good, fair picture of what happens in gun fights an investigator would have to sample randomly from all of them without knowing the outcome or circumstances.  This includes consideration of how many shots were fired.  This is impossible due to how many happen, and how slowly they are catalogued.  Further, one would have to take so many samples that all the different scenarios in which shootings happen would be fairly represented, for every bullet in the study!  This is easily billions of data points.  The Marshall and Sanow study accomplishes neither of these basic requirements.  They examine an extremely limited number of cases, in which certain factors are known to be present, and miraculously their expected conclusions are borne out in the data.  They will not release their data, and their claims have been contradicted by people cited as submitting factual information for the study. 

Finally, the Marshall study is not in any way Mechanistic, meaning there is nothing to understand or not understand.  Penetration, wounding, permanent and temporary cavities, these are quantities which are independently verifiable.  While experience gets a great deal of credit in the firearms world, experience cannot overcome the laws of physics, even though perception and memory can seem to.  The science which drives firearms effectiveness is the subject of this entire page, and the motivating factor to keep the page complete and factual stems from the lessons of the stopping power debate (and the gun control debate too). 

Firearms Safety




DATA TABLES

This is a very large table, including bullet energies, trajectories, and recoil figures.  An excel version of this table can be downloaded here.  This version is better since the headings are locked at the top of the screen, and it is easy to manipulate things.
Rifle Cartridge Data


Here is a data table with several calibers each with several loads.  There is less detail in this table.
Pistol Cartridge Data